Law Grad in Pink is a blog written by a law graduate in Adelaide for law graduates everywhere.

Sunday, 26 April 2015

How to witness an affidavit - a guide for junior lawyers

Recently admitted? You now have the power to witness an affidavit. This is a step-by-step guide for baby lawyers in NSW which integrates practical steps with the relevant sections of the Oaths Act 1900 (NSW). This guide only applies to witnessing affidavits in NSW. The laws are different in every state.

Who can witness an affidavit?
Sections 26 and 27 of the Oaths Act 1900 (NSW) lists those who are authorised to witness affidavits:
1.       If in NSW a Justice of the Peace or an Australian legal practitioner;
2.     If in another state of Australia, anyone authorised to witness an affidavit under the laws of that state. This will include a Justice of the Peace and legal practitioners; and
3.       If outside Australia a notary public having authority to administer oaths in that country or a British or Australian Consular Officer.

Steps to take before signing
Step 1: Check the identity of the deponent
The witness must check the identity of the person making the affidavit. Significant steps were added to the identity checking process in 2012 and are contained in s34 of the Oaths Act 1900 (NSW) and the Oath Regulation 2011 (NSW):

1.       The witness must see the face of the person making the affidavit, and can request the person to remove as much of the face covering as necessary to see the person’s face. The face is “from the top of the forehead to the bottom of the chin, and between (but not including) the ears". The only exemption from this requirement is if the witness is satisfied the person has a special justification for not removing the covering such as a legitimate medical reason.

2.       The witness must be satisfied of the person’s identity. Identification will be satisfied where:
a.       The witness has known the person for at least 12 months; or
b.      The witness has cited an original or certified copy of one of the following identification documents:
·         A current State or Territory drivers licence
·         A Commonwealth passport which is currently valid or which has been expired for less than 2 years
·         A current passport issued by a foreign government recognised by the UN
·         A current Centrelink notice noting name and address of individual
·         A current ATO notice noting name and address of individual
·         Medicare card, Pension Concession card, or any other entitlement card issued by the State or Commonwealth that is currently valid
·         Credit card or account statement from a bank that is less than 1 year old
·         Evidence of enrolment as an elector such as an electoral enrolment card less than 2 years old
·         A student ID card from an educational institution less than 2 years old

Note: If you have not undertaken all these steps in person before the deponent executes the affidavit you cannot witness the affidavit. At some point in your career you may be put under pressure to witness an affidavit that was signed by the client when you were not present in the room. It would be a breach of the Oaths Act 1900 (NSW) and professional misconduct to state you witnessed an affidavit in these circumstances. Do not do it.

Step 2: Check the affidavit is in the correct format
Check the correct form has been used for the type of affidavit and court. Check all the pages are there, and that there have been no alterations or omissions. If for some reason there is a blank space at the end of the deponent’s statement, rule a Z shape across this space so text cannot be added after the affidavit has been signed and witnessed.

Step 3: Check annexures
Check that all annexures are referred to in the body of the Affidavit and that each annexure is clearly marked. Check that the front page of each annexure contains the correct statement. Ie for a one page annexure:
“This is the annexure marked [insert ‘A’, ‘B’, ‘C’ as relevant] referred to in the affidavit of [insert name of deponent], declared before me this [insert date] day of [insert month, year].
[witness to sign, witnesses full name, capacity of witness]”

For an annexure of more than one page:
“This and the following [insert number of pages] pages is the annexure marked [insert ‘A’, ‘B’, ‘C’ as relevant] referred to in the affidavit of [insert name of deponent], declared before me this [insert date] day of [insert month, year].
[witness to sign, witnesses full name, capacity of witness]”

Step 4: Check the deponent understands
The deponent must understand the nature and purpose of the affidavit before they take the oath/affirmation. You must also be satisfied the deponent understands the nature of the affidavit. If you do not think the person can understand the nature of the affidavit see s32 of the Oaths Act 1900 (NSW).

Step 5: Warn the deponent
Section 29 of the Oaths Act 1900 (NSW) makes it an offence to wilfully swear a false affidavit. Falsely swearing an affidavit is considered perjury. You must warn the deponent that it is an offence that can lead to imprisonment to swear or affirm a false affidavit and that in making the oath or affirmation they are affirming the contents are true and correct.

The oath/affirmation
Step 6: Deponent selects oath or affirmation
Ask the deponent to choose an oath or an affirmation. In both, the deponent is promising they are telling the truth. The difference is that an oath refers to the God recognised by that person’s religion, whereas the affirmation does not have the religious element. You should remember this from your Admission Ceremony. Instruct the deponent in advance how they are to respond when giving the oath.

If the deponent selects oath:
The deponent may have a copy of their holy book to hold when taking the oath. However, it is not necessary for a holy book to be used in taking the oath. The formal part of the oath then proceeds:
You: “Do you swear that the contents of this affidavit are true and correct to the best of your knowledge and belief?”
Deponent: “I swear that the affidavit is true, so help me God”
The manner and form of taking oaths is set out in detail in Part 2, section 3 to 11A of the Oaths Act 1900 (NSW).

If the deponent selects affirmation:
You: “Do you solemnly and sincerely declare and affirm that the contents of this your affidavit are true and correct to the best of your knowledge and belief?”
Deponent: “I do”
The manner and form of making an affirmation is set out in Part 3, sections 12 to 13 of the Oaths Act 1900 (NSW).

Signing of the jurat, the affidavit and annexures
The jurat is the section at the end of the affidavit which is completed after the oath/affirmation has been taken.

Part of the jurat can be found in Schedule 1 of the Oaths Regulation 2011 (NSW):
Certificate under section 34 (1) (c) of Oaths Act 1900
* Please cross out any text that does not apply
I [insert name of authorised witness], a [insert qualification to be authorised witness], certify the following matters concerning the making of this *statutory declaration/affidavit by the person who made it:
1 *I saw the face of the person or *I did not see the face of the person because the person was wearing a face covering, but I am satisfied that the person had a special justification for not removing the covering.
2 *I have known the person for at least 12 months or *I have confirmed the person’s identity using an identification document and the document I relied on was [describe identification document relied on].
[insert signature of authorised witness]
Date

Step 7: Deponent signs the jurat
Watch as the deponent signs the appropriate part of the jurat.
The signature block will look something like this:

SWORN/AFFIRMED (delete whichever is inapplicable) at (insert name of place):

-----------------------------------                                      -----------------------------------------------
Before me: (witness signs here)                                               (deponent signs here)
                     (solicitor)

Whatever the signature block looks like, the jurat from Schedule 1 of the regulations will be below for the witness to fill out

Step 8: Witness and deponent sign each page of the affidavit
The deponent and witness both sign every page of the affidavit in the bottom right hand corner. The statements on the front of each annexure should be completed and signed by the deponent and witness as this stage.

Step 9: Witness completes jurat
This is the final step, and you should not sign the jurat until all of the above steps are taken. Rule out the options that do not apply before signing.

Additional items to watch out for
The procedure above applies in most simple circumstances. There are a number of other matters you should be aware of:
1.       Person’s unable to make an oath
Section 32 of the Oaths Act 1900 (NSW) provides a procedure for a person to make a declaration instead of an oath where because of the person’s age, capacity to hear, understand or communicate, they are not competent to take an oath. If you are a junior lawyer and you encounter someone you do not believe is capable of making an oath, always seek help from a more experienced lawyer before proceeding with witnessing the affidavit.
2.       Person’s unable to read English
Section 27A of the Oaths Act 1900 (NSW) provides a procedure for swearing affidavits where the deponent is blind, illiterate or otherwise unable to read written English. The affidavit must be read to the person and a note must be made below the jurat that the affidavit was read, the deponent appeared to understand the affidavit and the deponent signed or marked the affidavit in the presence of the witness.



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